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Additional resources can be found at the OSHA Silica, Crystalline website.

Principles of Engineering Controls for Silica Dust

Engineering controls for silica refer to methods that can help to reduce the risk of employee exposure to excessive amounts of silica dust.

The engineering controls described here are:

  • Substitution
  • Isolation
  • Ventilation
  • Wet Methods
In addition to designing and installing engineering controls, inspection and maintenance procedures should be scheduled regularly to help ensure their continued effectiveness. Successful implementation and reduction of employee respirable silica exposures below the PEL (preferably the ACGIH TLV and OSHA Action Level) can negate the need for respiratory protection and continual medical management required by the Silica Standards.

This section provides an overview of some of the principles that apply when developing engineering control solutions for silica dust. Included are some of the advantages and disadvantages of each method. This section does not provide design procedures or guidance. Engineering professionals specializing in dust control should be consulted for further assistance.

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SUBSTITUTION

Introduction 

Replacing silica-containing materials with silica-free substitutes is one engineering control method to consider to help reduce the risk of employee exposures to respirable silica. Selecting substitutes that contain lower percentages of silica than the product currently used, can help reduce exposures to airborne silica. Other products may have varying percentages of silica in their filler materials and substitutes with less hazardous fillers may be available. Any higher costs of alternative products may be offset by reduced medical and disability costs associated with any worker developing silicosis.

Abrasive blasting operations using sand can present some of the highest exposures to airborne silica. Sand contains high percentages of crystalline silica and often comprises some or all of the components of abrasive blasting media. A variety of materials (i.e., corundum, glass beads, pumice, sawdust, slags, steel grit and shot, and walnut shells) are available as alternative materials and information about each is listed in the OSHA silica advisor - Silica Substitutes.

Current recommendations from NIOSH and regulatory agencies in other countries prohibit the use of silica sand or materials containing greater than one percent crystalline silica for abrasive blasting. When selecting abrasive blasting alternatives, Safety Data Sheets should be consulted. Some silica substitutes, such as slags and grits, may contain toxic metals. If used, air monitoring should be conducted to determine if engineering controls or personal protective equipment should be used with these abrasives to help protect employees from additional hazards. Regardless of the abrasive media, the hazards from the materials removed (i.e. , lead-containing paint) pose health risks to the blasters.

When reviewing Silica Substitutes, note that the cost per ton can be misleading when compared to silica sand because many substitutes can be recycled. Cost per square foot may be a more useful index of actual cost. The real cost will vary depending on the particular application and factors associated with each job.

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ISOLATION

Introduction

Hazardous substances can be isolated to help prevent contact with workers. Isolation that reduces exposures and/or the number of workers exposed may be achieved with a physical barrier (full or partial enclosure of machines, processes or people), distance, or time.

Enclosures

Enclosures, combined with local exhaust ventilation, may be one of the best methods available aimed at the control of  hazardous air contaminants, such as crystalline silica.  An entire process, part of a process, or specific sources can be enclosed to prevent the escape of contaminants into the work area. Enclosed areas for machines and processes should be kept under negative pressure to help reduce fugitive emissions from the enclosure. Enclosures can lower the exhaust requirements of a dust-collecting system or help an existing dust-collection system work more efficiently.

Examples of enclosures designed to reduce the risk of crystalline silica exposures include:

  • Conducting abrasive blasting in ventilated blast-cleaning machines or cabinets to permit operators to stand outside the cabinet.

  • Constructing abrasive blasting rooms equipped with exhaust ventilation to protect adjacent workers from exposure.

  • Enclosing dust-producing equipment such as rock crushers and screens, bins and hoppers, drum and bag fillers and mills.

  • Enclosing conveying systems to contain dust generated by material movement, transition points, etc.
Processes or operations that need to be completely enclosed may be mechanized or automated and performed through remote control or may be handled by means of gloved inlets.

If partial or full enclosures are considered, pay attention to the following:

  • Heat buildup may be a problem in full enclosures, depending on the process, and must be considered when designing ventilation systems.

  • Maintenance and repair work inside enclosed spaces requires special procedures, which may include confined space entry procedures.

  • Interlocked access doors and panels for maintenance, inspection, and testing may be needed to prevent contact with moving machinery and airborne contaminants.

Whenever full enclosures are not feasible, partial enclosures may be an option. The approach to designing partial enclosures includes starting with a full enclosure design and then removing the minimum possible that will still permit performance of the operation. Partial enclosures may be effective in combination with local exhaust ventilation systems, since the partial enclosure may constitute the hood for the exhaust system.

An alternative to full or partial enclosure of machines and processes is to enclose the worker. As opposed to operating machine and process enclosures under negative pressure, worker enclosures must be maintained at positive pressure to help prevent the entry of airborne contaminants. Examples of worker enclosures include:

  • Providing ventilated operator control rooms or booths for automated operations when only periodic attendance is required by the operator, such as a rock crusher control room.
    .
  • Enclosed cabs, with appropriate ventilation, for heavy equipment such as loaders, haul trucks, scrapers, etc.  Enclosed cabs or booths should:

    • Be maintained as free as practicable from settled dust;
    • Have door seals and closing mechanisms that work properly;
    • Have gaskets and seals that are in good condition and working properly;
    • Be under positive pressure maintained through continuous delivery of fresh air;
    • Have intake air that is filtered through a filter that is 95% efficient in the 0.3-10.0 µm range (MERV 16 or better); and
    • Have heating and cooling capabilities
Inspection and maintenance of engineering controls should be scheduled regularly to help ensure their continued effectiveness. Periodic worker exposure air monitoring is one method to help determine the effectiveness of enclosures.

Regulated Areas

Entry to areas where crystalline silica exposures exist can be restricted to a few workers who are included in the Silica Control Program, for whom adequate respiratory protection and medical surveillance are provided. Regulated areas should be marked with warning signs at entrances and within the areas to identify the controlled area, restrict access, identify and convey the hazard(s), and list personal protective equipment requirements. If possible, the pressure in regulated areas should be negative, compared to other areas, to help contain the hazardous airborne contaminant. Regulated areas should have special procedures for entry and exit and considerations for worker hygiene, such as facilities for showering and clothes changing.

Distance and Time

Performing operations that create crystalline silica exposures at a distant location or at a time when the least number of workers will be exposed may be desirable options. The only workers present would be those involved with the operation and included in the Silica Control Program.

An example of distance isolation would be moving outdoor abrasive blasting operations an adequate distance away from other employees. Isolation by time would involve doing the blasting "off hours" when few employees are working.

When conducting operations that create hazardous exposures off hours, consider the following:

  • Determine that the exposure does not still exist when other workers start their shift.

  • Good housekeeping procedures are needed to prevent excess silica-containing materials from being left behind. These could become airborne when other operations are conducted, or when other employees enter the area.
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VENTILATION PRINCIPLES

INTRODUCTION

To help reduce the risk of silicosis, keep silica dust out of the air, and out of the employee's breathing zone. Ventilation is an engineering control that can be used to help manage airborne silica dust. The key is to remove or exhaust the airborne dust before it reaches the exposed employee's breathing zone. A properly designed local exhaust ventilation system is one of the most effective ways to help reduce exposure to silica dust when dust generation cannot be prevented with isolation or wet methods.

The following are excerpts from the American Conference of Governmental Industrial Hygienists (ACGIH®) publication, "Industrial Ventilation, a Manual of Recommended Practice for Design. - 28th Edition", OSHA and NIOSH.  While not intended to be a complete overview of dust control principles, the following information should increase understanding of how dust sources might be controlled by local exhaust ventilation systems.

Designing and installing an effective dust control system typically requires the assistance of experts in industrial ventilation. These systems require much higher air flows and fan static pressure capabilities than the more common HVAC systems designed for occupancy comfort inside buildings. For this reason, consulting with an industrial ventilation engineer will help to ensure that design considerations peculiar to dust control systems are incorporated in the specifications.

LOCAL EXHAUST VENTILATION SYSTEMS

Local exhaust ventilation systems have been used to successfully control dust exposure from:

  • Bag and barrel filling and bag-opening operations
  • Granite cutting and finishing
  • Rock-crushing machinery
  • Sand and gravel plant vibrating screens and conveyor
  • Power tools.
  • Abrasive blasting
  • Milling and drilling machinery

A dust collection system consists of five major components.


OSHA Technical Manual - Section III, Chapter 3: Ventilation Investigation
  • An exhaust hood which collects dust at the source of generation.

  • Ductwork to transport the dust from the hood to a dust collector.

  • A dust collector/air cleaner which removes dust from the air stream.

  • A fan which provides the energy to move the required volume of air through the dust collection system.

  • A stack which exhausts the air outside the building.
VENTILATION PRINCIPLES

The quantity and velocity of airflow in an exhaust ventilation system are related according to the following formula:

Q=VA where:

Q = actual volumetric air flow in cubic feet per minute (acfm)
V = average velocity in feet per minute (fpm)
A = duct cross-sectional area in square feet (ft2)

The total volume of air that must be moved through a hood or collection of hoods is governed by the hood design that is determined, in part, by the operation and nature of the contaminant. Generally, as the size of the hood increases and the velocity or size of particle emissions increases, the volume of air flow must increase. For both effective control and to minimize energy requirements, it is always best to select an efficient hood design that captures the most contaminant for the least amount of air flow (Q).

EXHAUST HOODS

Dust-filled air is collected at the exhaust hood. The proper design of the hood is critical to the overall effectiveness of the local exhaust ventilation system. A well-designed hood will:

  • Enclose the dust-producing operation as much as possible.

  • Efficiently capture the dust-laden air and direct it into the ductwork.

  • Be located so that the dust is not directed through the worker's breathing zone before it enters the hood.
Local hoods are used to capture dust at relatively small dust sources. The hoods are located as close as possible to the source to efficiently capture airborne dust, and to prevent the dust from passing through the worker's breathing zone. Local exhaust hoods have been used for cutting equipment (such as concrete saws), grinding equipment, and powered hand tools.


NIOSH - Workplace Solutions - Control of Hazardous Dust when Grinding Concrete

Canopy, downdraft and side hoods are used to control dust emissions from larger sources and when the dust particle velocity is low to moderate. Hoods of this type can be used for larger dust sources such as foundry shake-outs and bagging or barrel-filling operations.


NIOSH Hazard Controls HC 23 - Controlling Silica Dust from Foundry Casting-Cleaning Operations.



Enclosed hoods have an internal pressure differential that maintains an inward flow of air through all openings in the enclosure. These hoods enclose and isolate dust-producing operations from the surrounding work area. They can be used on conveyor systems, screening operations, belt conveyor transfer, and other operations where worker intervention is minimal.



KEY DESIGN POINTS

Capture Velocities

Effective local exhaust ventilation systems require adequate volumetric flow rates and a hood design that generates adequate capture velocity. In general, greater capture velocities are required when dust particles need to be controlled. The following table illustrates the relationship between the types of operations and recommended capture velocities.

RECOMMENDED CAPTURE VELOCITIES
    (ACGIH®- Industrial Ventilation - A Manual of Recommended Practice for Design - 28th Edition -© 2013)

Energy of dispersionExampleCapture Velocity (fpm)
Little motionEvaporation from tanks, degreasing75 - 100
Average MotionIntermittent container filling; low speed conveyor transfers; welding; plating; pickling100 - 200
HighBarrel filling; conveyor loading; crushers200 - 500
Very HighGrinding; abrasive blasting; tumbling500 - 2000
fpm = feet per minute

Factors affecting choices within ranges
  • Strength of cross-drafts due to makeup air, traffic, etc.
  • Need for effectiveness in collection
  • Toxicity of contaminants produced by source
  • Exposures from other sources, which reduce acceptable exposure from this source
  • Quantity of air contaminants generated - production rate, volatility, time generated

Shape of the Exhaust Hoods
(ACGIH®- Industrial Ventilation - A Manual of Recommended Practice for Design - 28th Edition -© 2013)

When air enters a hood opening, a certain amount of airflow loss will occur. The amount of airflow reduction is referred to as coefficient of entry (Ce).

Ce = Actual Airflow
         Theoretical Airflow

When the Ce is high, the hood is relatively efficient. Plain hoods are less efficient than flanged or tapered hoods.

DescriptionHood Entry Loss (Fh) coefficient
Plain Opening0.93
Flanged Opening0.49
Bell mouth inlet0.04
Typical Grinding Hood(Straight Takeoff) 0.65
(Tapered takeoff) 0.40
Adapted from: (ACGIH®- Industrial Ventilation - A Manual of Recommended Practice for Design - 28th Edition -© 2013)

Providing a flange around the perimeter of the hood opening will improve hood capture efficiency. In some cases, a flange can reduce exhaust airflow requirements by up to 25 percent.

TRANSPORT VELOCITY IN DUST-COLLECTION SYSTEMS


A typical dust-collection system requires air velocities in the ductwork ranging from 3500 to 4000 feet per minute (fpm). This velocity carries the dust-laden air collected from the point of generation through the ductwork to a dust-collection device such as a bag house. It is critical that the dust-laden air is transported through the ductwork at a velocity which does not allow the dust particles to settle out and deposit in the duct.

The minimum duct velocity recommended in the ACGIH® Industrial Ventilation Manual - 28th edition, is 4000 - 4500 fpm for heavy dusts such as sand blasting dust and dust from foundry tumbling barrels and shake-out. For average dusts such as silica flour and general foundry dust, a minimum duct velocity of 3500 - 4000 fpm is recommended.

As dust particles impinge on the inside of the ductwork at these velocities, erosion of the duct can occur. Minimizing transitions and elbows, or providing chip traps, can reduce the amount of dust impaction inside the duct.

HOOD DESIGN EXAMPLES


The following are examples of dust-collection hoods/systems for certain operations that may generate silica dust.

Abrasive Blasting


Abrasive blasting using a dust collection system with multiple exhaust ducts.  (OSHA® Fact Sheet - Protecting Workers from the Hazards of Abrasive Blasting Materials)


                                    Abrasive Blasting Cabinet                                          Abrasive Blasting Room

(Industrial Health & Safety Criteria for Abrasive Blast Cleaning Operations - National Institute for Occupational Safety and Health - HEW publication number (NIOSH) 75-122)

Masonry Saw with Vacuum Dust Collection System


Employee using a portable masonry saw with a vacuum dust collection system (VDCS).  VDCSs should include a dust collection device (hood), vacuum, hose, and filter(s).  Key points in using a VDCS include:
  • Use a shroud or hood that is the right size for the saw
  • Use a vacuum with enough suction to capture dust at the point of generation.
  • Use a high efficiency particulate air (HEPA) filter in the vacuum exhaust.
  • Use a 1-1/2 to 2-inch diameter vacuum exhaust hose or a hose size recommended by the tool manufacturer.  
(OSHA® Fact Sheet - Controlling Silica Exposures in Construction While Operating  Stationary Masonry Saws)

Power Tools

Power tool use on silica-containing materials/stone such as granite, concrete, masonry walls or floors can create an airborne silica dust exposure. In addition to custom-made hoods, electric and pneumatic power tools are available with built-in shrouds and vacuum exhausts. The shroud is connected to a flexible hose and HEPA vacuum cleaner or other vacuum source.


OSHA® Fact Sheet - Controlling Silica Exposures in Construction While Operating Hand-Operated Grinders

Maintenance of Ventilation Systems

Dust control ventilation systems require periodic inspection, testing and maintenance. Air flows at hood entries and duct transport velocities should be measured periodically. The dust collectors and fans also require regular, scheduled inspection to ensure adequate air flow through the system. Often, an exhaust system can appear to be functioning, when in fact the air flow at the hoods is no longer meeting design requirements. This means that dust control is reduced and employee exposure to dust is increased.

Cleaning silica dust from duct work, dust collectors and other parts of the system should not be done by dry sweeping. Use wet methods whenever possible, or HEPA filtered vacuuming.

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WET METHODS

                        

                           Concrete saw using water to control dust                   Water truck keeps down dust on roads

Wet methods involve the use of water or wetting agents to reduce dust concentrations for some operations. Wet methods are particularly effective when the water is introduced at the point of dust generation so that the particles become wetted before having a chance to disperse into the air.

Where sand can be used wet, little or no dust is generated. In many sand and mineral-handling operations, a moisture content can be determined that substantially will reduce dust while not interfering with the process.

Airborne dust can be captured through water sprays. This technique suppresses airborne dust by spraying fine droplets of water on the dust cloud. The water droplets and dust particles collide and form agglomerates. Once these agglomerates become too heavy to remain airborne, they settle from the air stream.

However, limitations exist with the use of wet methods. Wet methods may be effective in reducing visible dust concentrations, but may not be effective in controlling respirable dust (silica) concentrations, which are invisible to the naked eye. The use of wet methods should be supplemented with other control measures, such as ventilation, whenever exposures cannot be controlled below the exposure limit.

Wet Dust-Suppression Methods

The purpose of wet dust-suppression systems is to wet the entire product or dust stream so that it generates less dust. Effective wetting can be achieved by:

Static Spreading - The material is wetted while stationary. The diameter and contact angle of water droplets are important factors in static spreading. The surface coverage can be increased by reducing either the droplet diameter or its contact angle.

Dynamic Spreading - The material is wetted while moving. The surface tension of the liquid, the droplet diameter, the material size and the droplet impact velocity are important variables in dynamic spreading. The surface coverage can be increased either by reducing the surface tension or by increasing the impact velocity.

Factors affecting surface wetting

Droplet Size - Surface wetting can be increased by reducing the droplet diameter and increasing the number of droplets. This can be achieved by reducing the surface tension and contact angle. Surface tension can be reduced by adding minute quantities of surfactants. This reduction in surface tension (or contact angle) results in reduced droplet diameter, an increase in the number of droplets and a decrease in the contact angle.

Impact Velocity - Surface wetting can be increased by increasing the impact velocity. Impact velocity can be increased by increasing the system's operating pressure.

A droplet normally travels through turbulent air before it impacts on the material surface. Due to the frictional drag of the turbulent air, the impact velocity of the droplet is less than its discharge velocity from the nozzle. Small droplets lose velocity faster than large ones. Therefore, to cover the greatest surface area, the best impact velocity for a given droplet diameter must be determined for each operation.

Types of Wet Dust-Suppression Systems

Wet suppression systems include:

Plain Water Sprays - This method uses plain water to wet the material. However, most surfaces are difficult to wet with plain water due to its high surface tension.

Water Sprays with Surfactant - This method uses surfactants to lower the surface tension of water. The droplets spread further and penetrate deeper into material piles.

Foam - Water and a special blend of surfactant make the foam. The foam increases the surface area per unit volume, which increases wetting efficiency.

Examples of Wet Methods

The following are examples of wet methods, including limitations, where notable.

Wet Drilling

Wet drilling has been used in mines and quarries to reduce dust exposures. Whenever a choice is possible, wet drilling should be selected over dry drilling. However, even when drilling is wet, dust exposures still may exist since the dust, originally dry, is not always wetted completely and retained. For certain drill positions, such as overhead, the amount of water in the drilling hole may not be sufficient and ventilation may be needed. Also, whenever using wet methods, the evaporation of the dust-laden water may constitute a secondary dust source which must be considered and controlled.

Water Sprays

Water sprays cause the dust to form in heavier particles and fall out of the air. In order to ensure good water contact, water droplets should not be too large in relation to the dust particles (usually not more than 100 times). For example, water sprays are used:
  • in mines after blasting
  • in rock crushers
  • over rocks and ores which must be transported
  • over transfer points of conveyors
  • as a "curtain" to confine dust to certain areas and prevent its dispersion over large areas
The use of water sprays is not always effective in controlling the very fine, "respirable" particles. Obtaining good contact between dust particles and water droplets (unless the dust is coarse) is difficult. Due to the movement of dusty material, such as crushed rock on conveyor belts, dry areas may become continuously exposed and dust may be liberated before becoming wet. In such cases, continuous application of the water spray as the material moves may help control the less fine dust.

The control of the respirable fraction of the dust is vital for silica exposures. Therefore, periodic air monitoring should be conducted even if the visual impression is that the water spray does suppress the dust.

Wet Grinding and Cutting

Wet grinding and cutting should be chosen over dry operations. These wet methods, commonly used to reduce dust exposures, are not always effective in controlling dust that can escape before becoming adequately wetted. Also, the dust-laden water is thrown off as fine droplets which can evaporate before falling to the floor, thus liberating dust.

Water Cleaning

The use of water is very important when cleaning up dusty workplaces, especially as a substitute for dry sweeping and when HEPA vacuum cleaning equipment is not available or feasible.

Water Application on Roadways

Watering roadways can be an effective dust suppression method in mining, quarrying and construction operations. Dust created by vehicles and heavy equipment operating over dirt surfaces can result in significant exposure to silica. Environmental conditions, extreme heat or cold, may affect the feasibility and/or effectiveness of this dust-control method.

Wet Methods Considerations

When planning to use wet methods, consideration should include:
  • Technical feasibility, which includes potential interference of water with the process, and potential electric shock exposure;

  • The dust should be able to be "wetted";

  • Thermal environment, since the increase in the ambient humidity due to the use of wet methods can create or aggravate heat stress problems; and

  • Adequate disposal of the dust-laden water which would eventually evaporate and release the dust, thus creating a secondary dust exposure.

The use of water is encouraged and may be sufficient to solve certain dust problems, but may not provide complete solutions. The efficiency of wet methods depends on how completely the particles can be wetted. Wetting agents, which improve the spread of water over a surface, can be used. However, monitoring of airborne dust is essential when using this method of control, since the most difficult portion of dust to control by wet methods is the "respirable" silica fraction - invisible to the naked eye and most hazardous to health.

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